Module 4: AI Regulation · BoK IV.C
The eight requirements for high-risk AI
Major AI laws converge on eight obligations for high-risk AI: risk management, data governance, technical documentation, record-keeping, transparency, human oversight, accuracy/robustness/cybersecurity, and impact/conformity assessment. EU Art. 14 governs human oversight - humans must be able to interpret, intervene or override.
Common obligations across major AI laws. Learn all eight headers, plus the standout detail inside each.
- Risk management → a life cycle risk-management system to identify, assess and mitigate foreseeable risks (EU Art. 9, SK Art. 34, Colorado developer duty).
- Data governance & quality → training, validation and test data must be relevant, representative and regularly checked for errors or bias (EU Art. 10); in some jurisdictions sensitive data may be processed only to monitor and correct bias.
- Technical documentation → transparent documentation of purpose, design, training and testing methods, risk controls (EU Annex IV, California AB 2013 for GPAI), plus clear deployment instructions so deployers can meet their own obligations.
- Record-keeping & logging → log key events (inputs, outputs, data sources, human interventions) and retain records for regulator inspection or audit (EU Art. 12).
- Transparency & user information → inform individuals when they are subject to AI decision-making, disclose AI-generated or manipulated content, and provide instructions for safe use including capabilities and limitations.
- Human oversight → design so humans can interpret outputs, intervene or override (EU Art. 14, Japan's human-in-the-loop guidance), and train staff for meaningful oversight.
- Accuracy, robustness & cybersecurity → test regularly for accuracy, resilience and cybersecurity, ensuring consistent performance for the intended purpose (EU Art. 15).
- Impact / conformity assessment → pre-market assessments (EU conformity assessment plus fundamental rights impact assessment for public deployers, Colorado algorithmic impact assessment, China safety assessment before public GenAI release) → update on major modifications
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EU Art. 14 is the human-oversight article: humans must be able to interpret, intervene or override.